Transaction Monitoring Executive

The Monitoring Analyst for the Risk & Compliance team is responsible for performing regular reviews, monitoring activities, and assessments to ensure the organization adheres to regulatory, legal, and internal compliance standards. The role involves identifying risks, ensuring controls are effectively implemented, and providing actionable insights to mitigate potential issues.

Key Responsibilities

1. Monitoring and SurveillanceConduct ongoing monitoring of business operations, processes, and transactions to ensure compliance with internal policies and external regulations.Identify and investigate potential non-compliance issues and escalate them appropriately.Perform thematic reviews and risk assessments based on emerging risks and regulatory changes.
2. Risk AssessmentEvaluate business activities and identify risks associated with regulatory and operational compliance.Maintain risk monitoring frameworks and metrics to track compliance-related risks effectively.
3. Policy and Procedure AdherenceEnsure all activities align with the company's risk management framework, compliance policies, and legal obligations.Work with relevant teams to update monitoring procedures as per regulatory changes.
4. Reporting and DocumentationPrepare detailed reports on monitoring outcomes, identifying trends, risks, and recommendations.Maintain accurate and up-to-date documentation of monitoring activities and findings.
5. Continuous ImprovementStay informed on industry trends, regulatory updates, and best practices to enhance risk and compliance processes.Identify and recommend opportunities to improve risk management and compliance frameworks.

Bachelor's in commerce