Risk & Internal Controls - Team Member - AP / Branch Inspections

Job Responsibility:  Visiting Kotak Securities Branches and Authorized Persons offices in the region  Handling and supervision of internal investigations of all reported and suspected fraud incidences, misconduct, policy/procedure breaches and timely issuance of reports.  Develop new audit programs to ensure adequate Internal controls.  Make recommendations about policies, red flag indicators and audit triggers.  Investigate and assess alerts for potential risks.  Maintain a current understanding of transaction risk, including policies, procedures, regulations, and developing trends.  Identifying systemic procedural weaknesses and additional training/certification requirements  Voice recording review.

• Seniority: Mid Level
• Languages: English