Associate, Regulatory Operations

Overview

Connecting clients to markets – and talent to opportunity

With 4,300 employees and over 400,000 retail and institutional clients from more than 80 offices spread across five continents, we're a Fortune-100, Nasdaq-listed provider, connecting clients to the global markets – focusing on innovation, human connection, and providing world-class products and services to all types of investors.

At StoneX, we offer you the opportunity to be part of an institutional-grade financial services network that connects companies, organizations, and investors to the global markets ecosystem. As a team member, you'll benefit from our unique blend of digital platforms, comprehensive clearing and execution services, personalized high-touch support, and deep industry expertise. Elevate your career with us and make a significant impact in the world of global finance.

Commercial: With boots on the ground authenticity at the heart of everything we do, our comprehensive array of commercial products and services enable you to work directly with our clients, across hedging, risk management, execution and clearing, OTC products, commodity finance and more.

The Regulatory Reporting Analyst will join the Regulatory Operations team in Bangalore, supporting global transaction reporting obligations across multiple jurisdictions. The role forms part of a growing Global Capability Centre (GCC) and supports both day‑to‑day regulatory reporting operations and analytics‑driven change initiatives within a global, cross‑functional environment.

Responsibilities

Job Purpose

Key Responsibilities

• Support daily BAU regulatory reporting activities across multiple regimes.
• Monitor, investigate, and resolve reporting exceptions, breaks, and rejections.
• Perform reconciliations between trading systems, internal records, and reporting outputs to ensure completeness and accuracy.
• Respond to internal and external queries relating to regulatory reporting submissions.
• Produce and maintain management information (MI) covering reporting volumes, data quality, and trends.
• Assist with impact assessments for regulatory or business change initiatives.
• Support data discovery, documentation, testing (including UAT), and defect investigation as part of change delivery.
• Liaise with Technology, Compliance, Operations, and external vendors to support accurate reporting and timely issue resolution.
• Escalate issues appropriately and support audit or regulatory review requests when required.

Qualifications

Required

• 1–4 years' experience in regulatory reporting, regulatory operations, or a related financial services role.
• Exposure to one or more transaction reporting regimes (e.g. MiFID II, EMIR, SFTR, MAS, ASIC).
• Understanding of the trade lifecycle and financial instruments (e.g. equities, derivatives, FX, fixed income, commodities).
• Strong analytical skills with high attention to detail.
• Ability to work collaboratively within a global, distributed team.

Desirable

• Experience working with regulatory reporting platforms or vendors.
• Exposure to reconciliations, operational controls, or MI production.
• Experience supporting UAT or change delivery initiatives.
• Basic data analysis or querying skills (e.g. SQL).